Ethics and Professional Standards Committee

The Ethics and Professional Standards Committee has two main responsibilities. First, it is responsible for the maintenance and enforcement of the PRMIA Standards of Best Practice, Conduct, and Ethics. Second, as a whole, it functions as an “Ombudsman” for the association, where any member may bring a concern or ethics complaint regarding any member of PRMIA for hearing and resolution.


Kruskal Hewitt, Chair
Senior Associate AuditOne, LLC

Richard Ellis

A. J. Giacobbe
Vice President, Enterprise Risk Management, Business Control Function Oversight, Santander US

Philippa Girling
Head of Business Risk Office, Commercial Bank Capital One

Frank Hayden
Energy Professional 

Janet Holmes
Lawyer – financial services regulation compliance and governance

Weiyen Hung
Associate, Overseas Banking Division Bank of England - Prudential Regulation Authority

Robert Mark
Managing Partner & Chief Executive Officer Black Diamond Risk

Ricky Tang
Product Specialist Schroder Investment Management Hong Kong

Leslie Thompson
President LESRISK Debt and Risk Management, Inc.

Desheng Dash Wu
Affiliate Professor and Managing Director RiskLab, University of Toronto; Director of RiskLab China Research Center

Michael Zanaglio
SVP / Managing Director of Technology Second Line of Defense Wachovia Corp / Wells Fargo

Terms of Reference
(Adobe PDF File)

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