Operational Losses: A Review of Major Case Studies
In this webinar, we introduce case studies and share with participants an approach to reviewing operational risk incidents in order to understand how they occurred and conduct an effective root cause analysis. 10:00 AM - 11:30 AM EDT
We discuss how the analysis of external loss events may provide you with valuable information when conducting risk and control self-assessments and scenario analysis.
The webinar also includes a detailed analysis of three specific cases to illustrate the techniques previously discussed.
Why you should attend:
External loss and scenario analysis are important components of the operational risk management program. The analysis of case studies allows operational risk officers to learn from negative outcomes experienced by peer organizations and use them to confirm that their institutions have implemented strong risk controls to prevent similar occurrences.
Areas to be covered during this session:
Background; PRMIA Case Studies (National Australia Bank, Norther Rock and Riggs Bank); How to Analyze Loss events and Operational Risk Incidents; National Australia Bank; time for Q&A.
Registration Fee:
Sustaining Members: $110 Contributing Members: $125 Free Affiliate and Non-members: $135
About the Speaker:
Mario Mosse is the President of MMosse Consulting, LLC, a company that provides risk management advice and training to the financial services industry. Mosse has significant experience in the areas of enterprise risk management, regulatory compliance, internal audit and project management at major financial services companies.
He also has extensive knowledge of U.S. and international financial services and products (retail and corporate banking, securities brokerage, investment banking, asset management and life insurance) as well as risk management and internal control frameworks such as Basel III, Solvency II and COSO.
Previously, Mosse was with Prudential Financial, Inc. for 18 years where he was in charge of the company’s operational risk management program. Prior to that, he was the Chief Internal Control Officer for Prudential Securities and Vice President, Management internal Control of Prudential Investments.
Prior to joining Prudential, Mosse spent 19 years with The Chase Manhattan Bank, N.A. where he was in charge of risk management and compliance for the Corporate Finance Sector, South America Regional Audit Executive, and Vice President, General Auditing.
Online registration not available.