Financial Crimes

Financial Crimes
PRMIA San Francisco, along with International RegTech Association (IRTA) San Francisco,  is pleased to present their next round table in their 2017 Risk Management and Regulatory Compliance Round Table series.

Event Information

Financial Crime, Cyber security and AML are increasingly becoming critical to all financial organizations. These impact firms due to regulatory fines, operational risk remediation costs as well as reputation damage. Professional Risk Managers International Association (PRMIA) and International RegTech Association (IRTA) San Francisco would like to invite you to a panel discussion.

November 7th, 2017
Time: 3:30PM PDT - 5:30PM PDT
Venue: Sidley Austin LLP
555 California Street
San Francisco, CA   94104


Introduction to PRMIA - Bob Mark, Laxmi Ramanath, Harriet Britt
Introduction to IRTA - Danielle Deibler, Scott Nelson
Legal aspects of AML and Cybersecurity - Hardy Callcott,  Partner, Sidley Austin 
Views from Within the Bank - Rick Dupree SVP, Operational Risk, Bank of the West/BNP Paribas
Quantification of Cybersecurity Risk - Mike Jerbic,  San Jose State University 


3:30 - 4:00pm: Registration, Meet and Greet
4:00 - 5:00pm: Panel discussions
5:00 - 5:30pm: Networking

About the Panelists                         

Dr. Bob Mark is the Founding Partner of Black Diamond Risk Enterprises, which provides corporate governance, risk management consulting, risk software tools and transaction services.  He was a CRO and led Treasury / Trading activities at Tier 1 banks as well as co-authored three books on Risk Management and is the Cofounder of PRMIA. 
Harriet Britt has over 30 years experience in the securities, futures and investment management industry, working  with broker-dealers, investment advisers for private wealth managers,  robo advisors, and firms involved in the lending space.
Laxmi Ramanath is the Founder and CEO of La Meer Inc, that offers web based risk and compliance solutions for Operational risk, compliance management, Investor Compliance, AML, IT GRC and Vendor Risk and Operational due diligence.   
Scott Nelson is the Founder and CEO of BIGcontrols, Executive Board Member of IRTA and co-president of the Bay Area IRTA.
Danielle Deibler is the Co-Founder of and co-president of the Bay Area IRTA.


This event is FREE for members and non-members. Click "Register Myself" below to reserve your spot. Make sure to click "Proceed to Checkout" to finalize your registration.


Questions?  Please contact - or                                                           

11/7/2017 6:30 PM - 8:30 PM
Sidley Austin LLP 555 California Street San Francisco, CA 94104 UNITED STATES

Sign In to Register for Event