2018 Risk Management and Regulatory Compliance Round Table

2018 Risk Management and Regulatory Compliance Round Table
BlockChain and Cryptocurrency have been the raging topic of discussions in the market. Join a discussion on this hot  topic to understand its meaning, market impacts, risks, legal aspects and the technology behind it from some eminent subject matter experts. Save the Date for this joint event by Professional Risk Managers' International Association (PRMIA),  Risk Management Association (RMA) and International Regtech Association (IRTA) in San Francisco on the topic.
Event Information

BlockChain and Cryptocurrency have been the raging topic of discussions in the market.   Join a discussion on this hot  topic to understand its meaning, market impacts, risks, legal aspects and the technology behind it from some eminent subject matter experts. Save the Date for this joint event by Professional Risk Managers' International Association (PRMIA),  Risk Management Association (RMA) and International Regtech Association (IRTA) in San Francisco on the topic. Interested in events related to this topic? Find out more about PRMIA's upcoming Banking Disrupted event in September.

April 11th  2018  2:30 - 5:30 p.m.
This a Free Event. Seating is Limited

Agenda

2:30 - 3:00 pm: Registration, Meet and Greet
3:00 - 3:10 pm: Introduction to the Panel
3:10 – 5:00 pm:  Panel discussions   
State of the Market on Blockchain and Cryptocurrency  - Margaret Arechiga 
An Example of how Blockchain is being used for project financing  - Jeremy Friesen
Legal and regulatory aspects of Blockchain and Cryptocurrency  - Hardy Callcott
Cybersecurity aspects of Blockchain and Cryptocurrency - Tony Martin
Views of an ex-SEC Regulator - Carla Carriveau  
Q&A
5:00 - 5:30 pm: Networking

Dr. Bob Mark from Black Diamond (and Cofounder of PRMIA), Ms Harriet Britt from US Advisors, Ms.Laxmi Ramanath from La Meer Inc. will facilitate the discussions.

Dr. Bob Mark is the Founding Partner of Black Diamond Risk Enterprises, which provides corporate governance, risk management consulting, risk software tools and transaction services.  He is the Founding Executive Director of the MFE Program at the UCLA Anderson School of Management. Dr. Mark serves on several boards, was awarded the Financial Risk Manager of the Year by GARP and is a Cofounder of PRMIA. He was a CRO and led Treasury activities at Tier 1 banks as well as co-authored three books on Risk Management.

Harriet Britt has over 30 years experience in the securities, futures and investment management industry, the last 20 focusing on supervision and compliance. At Union Square Advisors, Harriet is the Chief Administrative Officer helping the firm’s M&A process. She has vast experience in compliance for broker-dealers, investment advisors for private wealth managers, robo-advisors, and firms involved in the lending space.

Laxmi Ramanath  is the Founder and CEO of La Meer Inc, that offers web based risk and compliance solutions for Operational risk, compliance management, Investor Compliance, AML, IT GRC and Vendor Risk and Operational due diligence.   

We would like to thank Sidley Austin LLP for their gracious offer of their office as well as providing us with food and beverages to make this event possible. 

Questions?  [email protected] or [email protected]   

                                                                                      Thank you to our event sponsors!
  
 

Registration

This event is FREE for members and non-members, although registration is required.  Click "Register Myself" below to reserve your spot. Make sure to click "Proceed to Checkout" to finalize your registration. (If this is your first time accessing the PRMIA website you will need to create short user profile to register.) 

 

          
When
4/11/2018 2:30 PM - 5:30 PM
Eastern Daylight Time
Where
Sidley Austin LLP 555 California Suite 2000 San Francisco 94014 UNITED STATES

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