Risk and Compliance: A Compliance Round Table

Risk and Compliance: A Compliance Round Table

 

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Event Information

Date: December 6, 2018
Time: 1:15 p.m. - 3:00 p.m.
Location: Sidley Austin LLP
555 California St., 20th Floor
San Francisco 94104

Discussion Topics: 

  • AML Beneficial Ownership Rule: Effective May 2018
  • Email security : Are traditional email vendors adequate or do we need to add a Reg Tech solution?

Featured Experts

Hardy Callcott, Partner, Sidley Austin
Isabel Patel, Surveillance Director (District 1), FINRA 


Moderator

Ms. Harriet Britt, Union Square Advisors

Facilitators

Dr. Bob Mark, Black Diamond and Cofounder of PRMIA
Ms. Laxmi Ramanath, La Meer Inc.


We would like to thank Sidley Austin LLP for their gracious offer of their office as well as providing us with food and beverages to make this event possible. 

 
       

Registration


This event is FREE for members and non-members, although registration is required.  Click "Register Myself" below to reserve your spot. Make sure to click "Continue" to proceed with your registration. (If this is your first time accessing the PRMIA website you will need to create a short user profile to register.) 

 

When
12/6/2018 4:15 PM - 6:00 PM
Where
555 California St 20th Floor San Francisco 94104
 

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