Risk and Compliance: A Compliance Round Table

Risk and Compliance: A Compliance Round Table

PRMIA San Francisco presents: Risk and Compliance: A Compliance Round Table.

 

Date:
November 13, 2019


Time:
1:15 p.m. - 3:00 p.m.

 
Location:
Sidley Austin, LLP
555 California St., 20th Floor
San Francisco, CA 94104

 


Agenda  
Time   Event  

     
1:15 p.m. - 3:00 p.m.
 

Demo of La Meer Inc - Risk Management Solutions

Topics:

  • FAIR ACT
  • Reg Notice 19-32
  • Best interest contract
  • Reporting (Step outs, Foreign Debt, Muni)
  • Adviser Proxy Guidance
  • Duty Under Fiduciary Standards
 

 

Hosted by:
Hardy Callcott, Partner 
Sidley Austin

 

Thank you to our event sponsor.

 






Registration

This event is FREE for members and non-members, although registration is required.  Click "Register Myself" below to reserve your spot. Make sure to click "Continue" to proceed with your registration. (If this is your first time accessing the PRMIA website you will need to create a short user profile to register.) Support chapter events like this by becoming a member

 
When
11/13/2019 4:15 PM - 6:00 PM
Where
Sidley Austin, LLP 555 California St 20th Floor San Francisco, CA 94104 UNITED STATES
 

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